GAP PHASE REGENERATION
(Adam Ch. 5 pp.103-36;Whitmore Ch. 2 pp. 23-25, Ch. 7; good
refs in bibliography)

Gap disturbances provide the main or only means by which most
tree species can maintain their representation in closed-canopy
forests.
An understanding of gap-phase regeneration is fundamental to the
understanding of the structure and dynamics of closed forest
communities.
Gaps make up 10-15% of the area of forest in many forest types.
Gap-phase regeneration is a complex process involving:
- Biology
- - species capacity to disperse seeds.
- - seed dormancy.
- - longevity as suppressed saplings in shade.
- - tolerance for gap microclimates.
- Chance } the location of the next treefall gap is unpredictable,
- History} so the success of viable seeds or suppressed saplings depends on being in the right place at the right time.
A. Gap Structure
- the idealized treefall gap is dumbbell-shaped = "chablis" with
- root-pit zone - maximal soil disturbance due to uprooting
- trunk zone - rel. little disturbance
- crown zone - greatest destruction of understory vegetation
- Gap size is proportional to the size of the fallen tree, orientation
relative to neighbouring trees, and n of trees that fall with it (effect
of lianes).
- Gaps are often defined as a vertical-sided hole, however most are
shaped like an inverted cone (How do you measure the area of a
gap?).
B. Gap Creation
Gaps are diverse in structure because there are many causes and
circumstances of creation:
- uprooting, trunk-snapping due to wind, death standing up
(fungal dieback, lightning strikes).
- often seasonal with peaks in wet season since wet trees are heavier,
and the soil less stable.
- may influence the success of establishment of spp.
which depend on dispersal and germination to
colonize gaps.
- rates of treefall depend on soil type, topography (exposure to
wind).
PHASES IN FOREST GROWTH
- Whitmore (1978) recognizes 3 phases:
GAP ---> MATURE ---> BUILDING
C. Gap Environment
Structural diversity leads to a diversity in gap microclimates.
Gap size, shape, compass orientation, and height of surrounding
vegetation, as well as vegetation and debris in the gap itself, all
influence gap light, temperature, moisture, humidity, wind regimes.
- Light in gaps - higher intensity, longer daily duration, different
spectral quality than in the understory of closed- canopy forest.
- Soil and air layer - often much hotter during the day, cooler during
the night.
- Humidity - often lower.
- Soil water content - may be higher due to reduced root uptake and
lower transpiration.
- Soil nutrients - enriched in local patches, especially adjacent to the
fallen tree and disturbed soil of the uprooted area.
D. Regeneration Guilds (Whitmore pp. 102-8)
- at least 3 based on life history patterns and requirements for
regeneration.
- all 3 kinds are represented in mature forest.
- PRIMARY (MATURE) FOREST TREE SPECIES
- have slow growth rates and long life spans (100 - 1000 y).
- relatively complex branching architecture.
- moderate to high shade tolerance. Germinate in shade, or both
sun and shade.
- can persist as suppressed juveniles for some time until a gap
opens (seedling banks, OSKARS (Silvertown), advanced
regeneration).
- physiology adapted to shaded environments (low
compensation point), low photosynthetic rates, rapid
response to sun flecks.
- moderate to high wood density.
- variable powers of seed dispersal and diverse dispersal
mechanisms (gravity, birds including cassowaries and fruit
pigeons, mammals).
- seeds generally large and few; can sustain seedlings for 1 y
(e.g. Castanospermum - 2 y, Persea americana (Avocado)
can produce a seedling to 60 cm high on seed's food
reserves).
- brief or no seed dormancy (recalcitrant); viable for a few
weeks.
- may take a long time to reach reproductive age, e.g.
slow-maturing dipterocarps may not be fertile until 60 y
old. Also fruit production may be sporadic.
- K-adapted species.
- EARLY PIONEERS - 10% of 800 tree spp.
- Very fast growth rates. Growth responds more dramatically to
increased light (Macaranga tanarius can grow 8 m in 2 y). Balsa
often grows 5-6 m y-1. The world record is for Paraserianthes
(Albizia) in a Malaysian plantation - 9.91 m y-1.
- simple branching architecture. Typically show rapid elongation
of a monopodial shoot.
- mature rapidly; relatively short life-spans (1-15-30 y).
- much less shade-tolerant, juveniles are found mainly in gaps.
- low wood density {e.g. Ochroma (Balsa), BOMBACACEAE}.
- high maximal photosynthetic and growth rates.
- produce large numbers of small seeds, often in succulent
fruits, which are widely dispersed by birds and bats.
- frequently persist as dormant seeds in soil seed banks.
- require specific gap disturbance cues to germinate.
(i) Photoblastic - phytochrome triggered by light with R>FR -
high red:far red light stimulates germination of Cecropia
(MORACEAE/URTICACEAE?) {R:FR 1.2 in open, 0.99 in
sunflecks, 0.42 in shade.}
(ii) Thermoblastic - germination triggered by high temperatures
or alternating high and low temperatures.
- r-adapted species.
- LATE SECONDARY SPECIES
- long-lived pioneers or most light-
demanding climax species. Have intermediate characteristics.
- shade-intolerant heliophiles (sun-loving), except when young.
- many lack seed dormancy.
- high maximal rates of photosynthesis and growth, like early
pioneers.
- grow to larger stature and persist in canopy for longer periods
than pioneers.
- many emergents are of this type.
- wood density is variable but generally lower than 1 spp.
- rely on wind (usually <800 m) or ground mammals to
disperse seeds to new gaps.
{Summary table of regeneration guilds}
E. Gap Regeneration
- regrowth from 3 sources
(a) seeds - soil seed bank --> 200-300 seedlings/m²
- dispersal by birds and mammals
(b) seedling banks - plants established prior to gap
formation ("advance regeneration").
(c) coppicing and lateral ingrowth of branches from trees on
periphery.
Large gaps - pioneers and late 2 spp. from seed grow rapidly and
overtop slower-growing established juveniles of surviving 1
spp.
- natural treefall gaps are usually filled by "advance
regeneration" from 1 spp, cf. logged gaps(?)
Hopkins & Graham (1987 - Aust. J. Ecol.)
- buried seeds of 50 spp. and tested viability for 2 y.
- 1 spp. generally had large fleshy fruits with a single seed,
while pioneer species had dry or fleshy fruits with smaller,
multiple seeds.
- many pioneer and 2 spp. remained viable for 2 y.
1/3 had dormancy enforced by burial.
- 1 spp. had a mean viability of 10% after 6 mo. burial.
- burial did not enforce or induce dormancy.
- some spp. have seeds which can sustain seedlings for
1 y, e.g. Castanospermum - 2 y.
{Pioneers may suffer heavy mortality in small gaps; their growth rate
increases with gap size.
Building phase - survivors grow into larger sub-canopy sub-adults
("trees of the future").
- replace short-lived pioneer spp. as they die,
becoming "trees of the present".
Larger gaps - persistent late 2 spp. in developing canopy may
continue to suppress 1 spp. for longer.
Growth may be episodic as juvenile canopy trees are alternately
suppressed and released from shade competition.
HYPOTHESES CONCERNING GAP-PHASE REGENERATION
Are forest communities in species-equilibrium?
Are there forces which tend to stabilize particular taxonomic
assemblages of tree spp., and to resist invasion by other spp.?
e.g. specialization for conditions of regeneration.
Explicit microsite requirement hypothesis
Ricklefs (1977) - high tree diversity in tropical forests because gaps
have a greater range of microclimate in gradient from the gap centre
to gap edges of large gaps, allowing niche specialization.
Brokaw, Denslow, Hartshorn, Whitmore - size, and possibly seasonal
timing, of gaps may influence the establishment of particular tree
species.
Variable recruitment hypothesis
Specialization into regeneration niches may involve episodic,
asynchronously-cued reproduction among tree spp.
Each species has a time period during which recruitment is greater
than the average recruitment for all other spp. in the community.
- if space is limited (resources finite) this results in a
frequency-dependent reproductive advantage for rare spp.
Denslow (1980) - most spp. in forest will be adapted to the prevalent gap disturbance
regime ---> shifting balance in representation of major regeneration guilds
in the canopy tree community as the gap disturbance regime changes.}

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Page last revised August 2002/ Bob
Congdon